EE
Esteban Endere
ACP CAPITAL MANAGEMENT
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4708937
EE
Professional summary
Esteban Endere is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Miami, Florida and ACP SECURITIES, LLC located in Miami, Florida.
Esteban is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Esteban has worked at 4 firms and has passed the Series 65, Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACP Capital Management, LLC - Registered Investment Advisor/CEO/COO (June 2012)- 15 hours per month during market hours Marto Consulting LLC - Manager/Owner - Real Estate (March 2013) 2 hours per month non-market hours Cascades Manager, LLC - Manager/Owner Real Estate (February 2017) 1 hour per month non-market hours NPL LATAM Management, LLC - Passive Owner (August 2019) 0 hours per month Marto Brickell LLC, Miami Fl, Passive Owner (December 2021) 0 hour per month Marto Ranch LLC, Miami Fl, Passive Real Estate Investment 0 hours per month. ACP Elgin Investor LLC, Delaware, Passive Owner 0 hours per month ACP Creditworks Investor LLC, Miami FL, Passive owner 0 hours per month ACP Deland investor LLC, Miami FL, Passive owner 0 hours per month 09-2022 ACP Elevator Investor LLC, Miami FL, Passive owner 0 hours per month 06-2022 ACP Margate Investor LLC, Miami FL, Passive owner 0 hours per month 07-2022 ACP South Cross Investor LLC, Miami FL, Passive owner 0 hours per month 07-2022
CRS (Client Relationship Summary) - RIA
Click below to view Esteban Endere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2007 - Present
ACP CAPITAL MANAGEMENT, LLC
Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131RIA
CRD#: 138556
MIAMI, FL
Current
May 23, 2006 - Present
ACP SECURITIES, LLC
Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131BD
CRD#: 139049
MIAMI, FL
Past
January 15, 2004 - February 17, 2005
DOMINICK & DICKERMAN LLC
BD
CRD#: 7344
OLD GREENWICH, CT
Past
December 16, 2003 - January 20, 2004
TRAUTMAN WASSERMAN & COMPANY, INC.
BD
CRD#: 33007
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ACP CAPITAL MANAGEMENT, LLC
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - (12/10/2021 Approved)Florida
Registered Investment Advisory firm - (9/21/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)New York
Registered Investment Advisory firm - (1/3/2022 Terminated)Texas
Registered Investment Advisory firm - (1/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
RR
California(6/19/2006)
RR
Connecticut(6/30/2006)
RR
Delaware(5/6/2016)
RR
District of Columbia(7/31/2007)
RR
Florida(6/19/2006)
IAR
Florida(6/19/2007)
RR
Georgia(7/29/2025)
RR
Massachusetts(8/18/2021)
RR
New Jersey(7/20/2006)
RR
New York(6/14/2006)
RR
Puerto Rico(12/3/2021)
RR
South Dakota(8/7/2017)
RR
Texas(7/13/2006)
IAR
Texas(10/24/2012)
RR
Virginia(6/21/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ACP CAPITAL MANAGEMENT, LLC
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - (12/10/2021 Approved)Florida
Registered Investment Advisory firm - (9/21/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)New York
Registered Investment Advisory firm - (1/3/2022 Terminated)Texas
Registered Investment Advisory firm - (1/3/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1200 Brickell Avenue Suite 1700, Miami, FL 33131
Mailing Address
Phone number
(305) 670-4180
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 230,432,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACP CAPITAL MANAGEMENT, LLC
CRD#: 138556Miami, FL 33131TRUST BUT VERIFY
Monitor Esteban Endere
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
