Lawrence H. Friedrichs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Henry Friedrichs, CFP®, who also goes by Larry H Friedrichs, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2003. Lawrence had worked at 2 firms .
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
April 9, 2004 - December 31, 2024
FRIEDRICHS FINANCIAL ALLIANCE, L.L.C.
October 3, 2003 - July 14, 2006
HATTON CONSULTING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRIEDRICHS FINANCIAL ALLIANCE, L.L.C.
CRD#: 130127 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
