Darrell M. Young

POPLAR GLOBAL WEALTH MANAGEMENT LLC

Daly City, CA 94015

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CRD#: 4708550

Professional summary

Darrell Mingkong Young, CFP®, CIMA®, who also goes by Darrell Young, is a registered financial advisor currently at POPLAR GLOBAL WEALTH MANAGEMENT LLC located in Daly City, California and KARMEQ, LLC located in Daly City, California.

Darrell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Darrell has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darrell Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. POPLAR GLOBAL WEALTH MGMT, LLC (INSURANCE) START: 10/26/12, 1001 BAYHILL DR. STE 200, SAN BRUNO,CA 94066, INSURANCE AGENT OF LTC, & ANNUITIES, NOT INVESTMENT RELATED, 8+ HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 2. PGWM MULTI-FAMILY OFFICE SERVICES, LLC, START: 06/17/10, 1001 BAYHILL DRIVE ST. 200 SAN BRUNO, CA 94066, CPA, PRINCIPAL/OWNER, INVESTMENT RELATED, 40 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 3. POPLAR CPA, START: 06/17/10, 1001 BAYHILL DRIVE STE. 200 SAN BRUNO, CA 94066, CPA, PRACTITIONER/OWNER, INVESTMENT RELATED, 40 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Mingkong Young's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 29, 2012 - Present

POPLAR GLOBAL WEALTH MANAGEMENT LLC

Office #1: 318 Westlake Center Suite 203, Daly City, CA 94015

RIA

CRD#: 165532

Daly City, CA

Current

August 6, 2020 - Present

KARMEQ, LLC

Office #1: 318 Westlake Center Suite 203, Daly City, CA 94015Office #2: 318 Westlake Center Suite 203, Daly City, CA 94015

CRD#: 300796

Daly City, CA

Past

October 26, 2012 - December 31, 2018

MUTUAL SECURITIES, INC.

CRD#: 13092

Daly City, CA

Past

August 10, 2007 - October 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

August 10, 2007 - October 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

January 5, 2004 - August 21, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

January 1, 2004 - August 21, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/29/2012)

California
(11/3/2020)

Indiana
(1/30/2023)

South Dakota
(4/28/2025)

IAR

Texas
(1/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

POPLAR GLOBAL WEALTH MANAGEMENT LLC

CRD#: 165532 / SEC#: 801-77254

RIA

Registered Investment Advisory firm - (5/6/2013 Terminated)

California

Registered Investment Advisory firm - (5/2/2013 Approved)

New York

Registered Investment Advisory firm - (11/27/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

318 Westlake Center Suite 203, Daly City, CA 94015

Mailing Address

Phone number

(650) 756-7496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 47,481,755

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darrell M. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Mingkong Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

KARMEQ, LLC

MUTUAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2003

Series 24

Date: 10/15/2014

FINRA

Current Firm

POPLAR GLOBAL WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POPLAR GLOBAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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