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Payam Homapour
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Santa Monica, CA 90025
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CRD#: 4708411
PH
Professional summary
Payam Homapour is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Santa Monica, California.
Payam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Payam has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc MAGEN AM USA|NOT INVESTMET RELATED|4482 BARRANCA PARKWAY. IRVINA, CA 92604|SECURITY GUARD|03.31.2020|40 HRS A MONTH|I WILL PROVIDE ARMED SECURITY FOR THE CONGREGATION. I AM A MEMBER OF, ON WEEKENDS AS A VOLUNTEER DURING THE TIMES I AM THERE FOR PRAYER SERVICES. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION, 2851 S PARKER RD STE 1100 AURORA CO 80014, START DATE 11/21/2012, NOT INVESTMENT RELATED,COLLEGE CONSULTANT , WILL BE ACTING IN THE CAPACITY OF AN INSTRUCTOR. I WILL BE PROVIDING A BASIC LEVEL OF FINANCIAL EDUCATION TO EMPLOYEES OF DIFFERENT COMPANIES AT THEIR WORK PLACE. THERE WILL BE NO PRODUCT RECOMMENDATION OR SOLICITATION AT ALL,8HRS PER MONTH PARNASA SERVICES, INC.; NOT INVESTMENT RELATED; 1070 SOUTH CORNING ST., APT 2, LOS ANGELES CA 90035; -CORP SET UP FOR THE PURPOSES OF PASS THROUGH ENTITY; OWNER; 1/2014; 4 HRS/MONTH; AS OWNER I AM RESPONSIBLE FOR MANAGING THE S-CORP AND FILL PROPER DOCUMENTS SUCH AS FILING TAXES RENTAL PROPERTY; 21012 1/2 GAULT ST, CANOGA PARK, CA 91303; YES RELATED; OWNER; RENTAL INCOME; 1 HR/MO, 0 TRADING, COLLECT RENT MONTHLY, UPKEEP THE PROPERTY IF NEED BE. TORAT HAYIM POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1260 S. Robertson Blvd., Los Angeles CA 90035, United States DESCRIPTION: I am in charge of helping the Synagogue improve the security of the building and members that come there. CONGREGATION OHEL MOSHE POSITION: Board Member NATURE: Jewish Synagogue INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 8644 W. Pico Blvd, Los Angeles CA 90035, United States DESCRIPTION: I meet with other board members few timesa year to discuss our plans for growing our congregation. My role is mostly regarding the security of the place due to my role as a security guard for the location. My role as the security guard is a disclosed OBA under Magen Am USA. RENTAL PROPERTY 1 \ POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2024 ADDRESS: 1761 S. Bedford St., Los Angeles CA 90035 \ DESCRIPTION: Collecting rent on monthly basis.
CRS (Client Relationship Summary) - RIA
Click below to view Payam Homapour's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Payam Homapour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11040 Santa Monica Blvd Suite 207, Santa Monica, CA 90025RIA
BD
CRD#: 16164
Santa Monica, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11040 Santa Monica Blvd Suite 207, Santa Monica, CA 90025RIA
BD
CRD#: 16164
Santa Monica, CA
Past
January 23, 2004 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
GLENDALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2012)
IAR
California(6/1/2016)
RR
New York(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Santa Monica, CA 90025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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