Colin P. Schleifer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Pitts Schleifer, who also goes by Colin Schleifer, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2005. Colin had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - June 5, 2020
CARILLON FUND DISTRIBUTORS, INC.
August 15, 2012 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
August 15, 2012 - August 2, 2016
MANNING & NAPIER ADVISORS, LLC
August 14, 2012 - August 2, 2016
MANNING & NAPIER INVESTOR SERVICES, INC.
January 4, 2010 - July 19, 2012
ALLSPRING FUNDS MANAGEMENT, LLC
January 4, 2010 - July 19, 2012
ALLSPRING FUNDS DISTRIBUTOR, LLC
November 12, 2009 - January 4, 2010
EVERGREEN INVESTMENT MANAGEMENT CO
May 9, 2006 - January 4, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
March 22, 2005 - October 27, 2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/9/2023
General Securities Representative ExaminationSeries 6TO
Date: 11/9/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
