Scott B. Curran

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CRD#: 4708170

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Britton Curran was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2003. Scott had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 2, 2010 - January 2, 2018

ROBERT HARRELL, INCORPORATED

RIA

CRD#: 106191

AUSTIN, TX

Past

July 17, 2008 - February 8, 2010

DIRECT CAPITAL SECURITIES, INC.

CRD#: 29639

AUSTIN, TX

Past

June 5, 2008 - July 21, 2008

FIFTH STREET CAPITAL, LLC

CRD#: 103701

AUSTIN, TX

Past

March 13, 2007 - July 30, 2010

CACH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142435

AUSTIN, TX

Past

June 24, 2005 - April 18, 2007

CHOICE ADVISORY GROUP, INC.

RIA

CRD#: 135226

AUSTIN, TX

Past

March 10, 2005 - July 3, 2006

CHOICE INVESTMENTS, INC.

RIA

CRD#: 17665

AUSTIN, TX

Past

November 19, 2003 - April 18, 2007

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/6/2005

General Securities Principal Examination

Current Firm

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

8310 N. Capital Of Texas Highway Building 1, Suite 320, Austin, TX 78731

Mailing Address

Phone number

(512) 795-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 958,916,294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott B. Curran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIRECT CAPITAL SECURITIES, INC.

FIFTH STREET CAPITAL, LLC

CACH CAPITAL MANAGEMENT, LLC

CHOICE ADVISORY GROUP, INC.

CHOICE INVESTMENTS, INC.

CHOICE INVESTMENTS, INC.

Primary Firm SEC Registration

ROBERT HARRELL, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2004

Series 7

Date: 11/18/2003

Series 24

Date: 9/6/2005

Current Firm

ROBERT HARRELL, INCORPORATED

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERT HARRELL, INCORPORATED

TRUST BUT VERIFY

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