Patrick N. Elliott
UPRISE ADVISERS LLC | Senior Wealth Advisor
Knoxville, TN
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CRD#: 4707940
Professional summary
Patrick Neil Elliott, CFP® is a registered financial advisor currently at UPRISE ADVISERS LLC located in Knoxville, Tennessee.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Patrick has worked at 10 firms and has passed the Series 66, Series 7 and Series 24 exams.
Biography
Patrick provides clients with comprehensive wealth management services to help them achieve their goals as well as integrated planning and strategies to help them grow and protect their wealth. He specializes in full-service life planning, including investment management, college planning, retirement planning, risk management, business continuation planning and estate planning.
Prior to joining Mariner Wealth Advisors, Patrick was senior lead planner at Facet Wealth Management, where he collaborated with specialists to deliver tailored wealth management plans for clients. Before that, he was a private wealth manager at Creative Planning, Inc. working with clients to help them achieve financial success. Earlier in his career, he was a wealth manager with USAA.
Patrick has an MBA from Arizona State University.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Insurance Planning
Employee and Employer Plan Ben...
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Uprise Advisers, LLC; May 2024; Knoxville, TN; Investment related; Investment Advisor Representative for other investment advisor firm; manage advisory accounts of clients; full time 40 hours per week during trading hours. 2) Krinos Consulting; February 2025; Owner; Business consulting solutions; not investment related; Up to 40 hours per week during trading hours assisting businesses increase profits through consulting. 3) PKE Inc. DBA Satellite Solutions; not investment related, Owner, Start date: 10/30/2019, 1 hour per month, 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Neil Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 5, 2024 - Present
UPRISE ADVISERS LLC
RIA
CRD#: 322959
Knoxville, TN
Past
August 8, 2025 - September 30, 2025
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
KNOXVILLE, TN
Past
July 14, 2023 - October 2, 2023
MARINER WEALTH
RIA
CRD#: 140195
Knoxville, TN
Past
July 21, 2020 - July 13, 2023
FACET
RIA
CRD#: 285961
Knoxville, TN
Past
March 27, 2013 - August 2, 2019
CREATIVE PLANNING
RIA
CRD#: 105348
KNOXVILLE, TN
Past
November 27, 2007 - April 1, 2013
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
COLORADO SPRINGS, CO
Past
October 9, 2007 - March 25, 2013
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
COLORADO SPRINGS, CO
Past
May 6, 2004 - November 10, 2004
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
FT. WORTH, TX
Past
March 2, 2004 - November 10, 2004
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
OMAHA, NE
Past
November 7, 2003 - January 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DALLAS, TX
Past
November 5, 2003 - January 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/5/2024)
IAR
Florida(7/1/2024)
IAR
Nevada(8/1/2024)
IAR
New York(6/5/2024)
IAR
Tennessee(8/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
UA
UPRISE ADVISERS LLC
UPRISE ADVISERS LLC
CRD#: 322959 / SEC#:
California
Registered Investment Advisory firm - (10/31/2022 Approved)Florida
Registered Investment Advisory firm - (5/23/2023 Approved)Nevada
Registered Investment Advisory firm - (10/11/2023 Approved)New York
Registered Investment Advisory firm - (6/5/2023 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
548 Market Street Pmb 48325, San Francisco, CA 94104
Mailing Address
Phone number
(415) 562-6548
Established
Firm type
Fiscal year end
# of Employees
5
Red Flags
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Company Information
UPRISE ADVISERS LLC
Senior Wealth AdvisorCRD#: 322959Knoxville, TNTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
