Mark P. Wehrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Pearson Wehrman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - October 22, 2019
LAZARD ASSET MANAGEMENT SECURITIES LLC
March 26, 2010 - November 5, 2012
THINKEQUITY LLC
July 29, 2008 - September 19, 2008
SHORELINE PACIFIC, LLC
January 3, 2008 - July 3, 2008
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
August 29, 2007 - November 30, 2007
WHITEHALL-PARKER SECURITIES, INC.
January 27, 2004 - October 18, 2005
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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