James K. Gilchrest

JKG CAPITAL LLC

Westport, CT 06880

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CRD#: 4707780

Professional summary

James Kane Gilchrest, who also goes by Emerson Kane Gilchrest, is a registered financial advisor currently at JKG CAPITAL LLC located in Westport, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emerson Kane Gilchrest

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JKG CAPITAL, LLC; INVESTMENT-RELATED; 55 GREENS FARMS RD STE 200-3 WESTPORT, CT 06880; REGISTERED INVESTMENT ADVISOR; OWNER & IAR; 06/2012; 160 HRS PER MONTH; 120 HRS PER MONTH DURING TRADING; MANAGE BUSINESS AND CLIENT PORTFOLIOS 2. EXP REALTY OF CONNECTICUT LLC; NOT INVESTMENT-RELATED; 1266 East Main Street, Suite 700R Stamford, CT 06902; REAL ESTATE AGENT; 04/2023; 50 HRS PER MONTH; 25 HOURS PER MONTH DURING TRADING; RESIDENTIAL REAL ESTATE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kane Gilchrest's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2016 - Present

JKG CAPITAL LLC

Office #1: 55 Post Road West 2nd Floor, Westport, CT 06880

RIA

CRD#: 284609

Westport, CT

Past

January 20, 2021 - July 1, 2021

JACK POINT ADVISORS, LLC

RIA

CRD#: 289426

WESTPORT, CT

Past

August 29, 2006 - July 29, 2008

MADISON PROPRIETARY TRADING GROUP, LLC

CRD#: 139818

NEW YORK, NY

Past

June 12, 2006 - August 30, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

April 24, 2006 - May 18, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/22/2017)

IAR

Massachusetts
(9/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/11/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/12/2002

General Securities Representative Examination

Current Firm

JKG CAPITAL LLC

JKG | JKG CAPITAL LLC

CRD#: 284609 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/22/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (9/20/2016 Approved)

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Contact information

Main Address

55 Post Road West 2nd Floor, Westport, CT 06880

Mailing Address

Phone number

+1 (203) 571-3557

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,462,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James K. Gilchrest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kane Gilchrest's CRS (Customer Relationship Summary).

Certified licenses

Experience

JKG CAPITAL LLC

JACK POINT ADVISORS, LLC

MADISON PROPRIETARY TRADING GROUP, LLC

G-2 TRADING,LLC

G-2 TRADING,LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2016

Series 63

Date: 7/27/2006

Series 3

Date: 1/11/2011

Series 7

Date: 10/12/2002

Current Firm

JKG CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JKG CAPITAL LLC

TRUST BUT VERIFY

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