Fraser J. Pease
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fraser John Pease, who also goes by Fraser Pease, was a registered financial professional .
Fraser is a previously registered financial professional and started their career in finance in 2003. Fraser had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - October 30, 2023
EURO PACIFIC ASSET MANAGEMENT, LLC
September 26, 2003 - February 2, 2004
KNIGHT FINANCIAL PRODUCTS LLC
Primary Firm SEC Registration
EURO PACIFIC ASSET MANAGEMENT, LLC
CRD#: 152922 / SEC#: 801-71199
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EURO PACIFIC ASSET MANAGEMENT, LLC
CRD#: 152922 / SEC#: 801-71199
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,790 |
| AUM (Assets Under Management) | $ 1,360,447,698 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
