Teresa T. Chan

GOALFOCUS FINANCIAL

Aventura, FL 33160

Some features on this profile are disabled

CRD#: 4707723

Professional summary

Teresa Tang Chan, CFP®, who also goes by Teresa Chan, Teresa Lai-ping Tang, Teresa Tang, is a registered financial advisor currently at GOALFOCUS FINANCIAL, LLC located in Aventura, Florida.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Teresa has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Chan | Teresa Lai-Ping Tang | Teresa Tang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELL FIXED INSURANCE PRODUCTS. FEE-BASED FINANCIAL PLANNING AND ASSET MANAGEMENT. 120 HRS/MONTH DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Tang Chan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 2, 2008 - Present

GOALFOCUS FINANCIAL, LLC

Office #1: 18117 Biscayne Blvd Unit 1515, Aventura, FL 33160

RIA

CRD#: 145727

Aventura, FL

Past

January 2, 2008 - November 26, 2012

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

BURLINGTON, MA

Past

January 31, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

QUINCY, MA

Past

January 31, 2007 - October 8, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

QUINCY, MA

Past

October 1, 2003 - January 25, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

WAKEFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/2/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/30/2003

General Securities Representative Examination

Current Firm

GOALFOCUS FINANCIAL, LLC

CRD#: 145727 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/2/2008 Approved)

New York

Registered Investment Advisory firm - (10/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18117 Biscayne Blvd Unit 1515, Aventura, FL 33160

Mailing Address

Phone number

(781) 498-1268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 8,347,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Teresa T. Chan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Tang Chan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOALFOCUS FINANCIAL, LLC

FORTUNE FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2003

Series 7

Date: 9/30/2003

Current Firm

GOALFOCUS FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOALFOCUS FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors