LL
Lawrence H. Levin
CETERA INVESTMENT ADVISERS LLC
AMHERST, NY 14228
Some features on this profile are disabled
CRD#: 4707482
LL
Professional summary
Lawrence Hugh Levin, who also goes by Larry Levin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Amherst, New York and CETERA WEALTH SERVICES, LLC located in Amherst, New York.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Lawrence has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Levin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BENNET ALUMNI ASSOCIATION INC. POSITION: Treasurer NATURE: High school alumni association-promote best interests of the school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2885 Main St. Room 105, Buffalo NY 14214, DESCRIPTION: Make deposits. Control of receipts maintained by others. Pay bills (all approved in advance by others). Maintain books and records, provide monthly detailed reports to board. 2) K.I.L. 2011 FAMILY TRUST POSITION: Trustee NATURE: Maintain books and records. Irrevocable life insurance trust. Prepare tax returns. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2011 ADDRESS: 181 Presidents Walk, Williamsville NY 14221, DESCRIPTION: Maintain books and records. Prepare tax returns. Beneficiary payouts as required. 3) BRONSKY WEALTH MANAGEMENT LLC POSITION: Partner NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2017 ADDRESS: 6225 Sheridan Drive, Williamsville NY DESCRIPTION: Sales, Service, Administration 4) BRONSKY & COMPANY POSITION: Of Counsel NATURE: CPA Firm providing a full range of accounting services including tax return preparation, tax consulting and accounting and auditing. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2014 ADDRESS: 6225 Sheridan Drive, Suite 222, Williamsville NY 14221, DESCRIPTION: Tax & Business ConsultingEstate and Trust planningTax planning with clientsReview of tax returnsAssistance with the purchase and sale of businessesBusiness succession planning 5) FOUNDATION FOR JEWISH PHILANTHROPIES POSITION: Board of Directors Member NATURE: The Foundation for Jewish Philanthropies, Inc. is a 501(c)(3) public charity. It's mission is to raise funds and create legacies to support Jewish Buffalo, Western New York and any other areas where needed. Funds are disbursed thru a committee which reviews and approves requests and grants. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 2640 North Forest Rd, Suite 200, Getzville NY 14068, United States DESCRIPTION: I am serving on the Audit, Compliance, and HR Committee. The committees duties include oversight of the accounting department; review of internally generated financial statements; interviewing and hiring of independent outside accountants; review of financial statements issued by the outside accountants; review of recommendations of the outside accounting firm; recommendations to the full board for the acceptance of or disagreement with the outside accountants financial statements and recommendations and any other financial issues that may arise.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Hugh Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 501 John James Audubon Pkwy Suite 101, Amherst, NY 14228RIA
CRD#: 105644
AMHERST, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 501 John James Audubon Pkwy Suite 101, Amherst, NY 14228BD
CRD#: 13572
AMHERST, NY
Past
February 23, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
AMHERST, NY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
AMHERST, NY
Past
January 26, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Williamsville, NY
Past
January 2, 2008 - February 11, 2015
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
BUFFALO, NY
Past
June 17, 2005 - November 28, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BUFFALO, NY
Past
June 1, 2005 - June 9, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
January 6, 2004 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Amherst, NY 14228TRUST BUT VERIFY
Monitor Lawrence Levin
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
