Mariana L. Egan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mariana Lopez Airaghi Egan, who also goes by Mariana Lopez Airaghi, was a registered financial professional .
Mariana is a previously registered financial professional and started their career in finance in 2003. Mariana had worked at 3 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2009 - March 28, 2012
PYRAMIS DISTRIBUTORS CORPORATION LLC
June 1, 2007 - January 30, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
December 15, 2003 - June 20, 2005
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
