Basil G. Witt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Basil Gordon Witt was a registered financial professional .
Basil is a previously registered financial professional and started their career in finance in 1970. Basil had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1987 - June 11, 1996
DREYFUS BROKERAGE SERVICES, INC.
February 16, 1977 - March 25, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 10, 1972 - February 10, 1977
THE SEIDLER COMPANIES INCORPORATED
April 27, 1970 - November 10, 1972
SEIDLER ARNETT SPILLANE & HARRIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/9/1963
Registered Representative ExaminationSeries 00
Date: 11/7/1972
General Securities Principal ExaminationCurrent Firm
DREYFUS BROKERAGE SERVICES, INC.
CRD#: 7289 / SEC#: , 8-20949
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 25 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
