Chase Parker Withrow Iii
Professional Summary
Chase Parker Withrow III, who also goes by Chase Parker Withrow, is a registered financial advisor currently at MIGHTY OAK MANAGEMENT LLC located in Marietta, Georgia. Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Chase has worked at 13 firms and has passed the Series 65, Series 63, Series 000, Series 1, Series 24, Series 4, Series 8 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chase Parker Withrow
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
58 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MIGHTY OAK MANAGEMENT LLC
Contact Information
Main Address
Easton, CTMailing Address
P.o. Box 56, Easton, CT 06612Phone Number
(203) 964-9300# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
60AUM (Assets Under Management)
$15,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/5/2024)
(2/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 000 — General Securities Principal Examination
Passed Aug 1968Series 1 — Registered Representative Examination
Passed Aug 1968Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1983Series 12 — NYSE Branch Manager Examination
Passed Apr 1976Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Chase Parker Withrow III's CRS (Customer Relationship Summary).
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