Andrew L. Dailey
Professional summary
Andrew Lytle Dailey is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 55, Series 27, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Lytle Dailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104December 5, 2019 - April 15, 2020
WEDBUSH SECURITIES INC.
July 8, 2016 - May 8, 2020
DECKER & CO, LLC
June 20, 2013 - January 15, 2016
DECKER & CO, LLC
June 5, 2006 - March 14, 2011
PGR SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
(2/9/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 3/18/2022
Securities Trader ExamSeries 55
Date: 7/18/2006
Limited Representative-Equity Trader ExamSeries 28
Date: 7/27/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
