James C. Chu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James C Chu was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2003. James had worked at 6 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2011 - March 5, 2013
TAYLOR EXECUTION SERVICE LLC
July 13, 2010 - January 13, 2011
TIMBER HILL SPECIALISTS CORP.
September 6, 2007 - October 28, 2011
TAYLOR EXECUTION SERVICE LLC
September 4, 2007 - March 7, 2013
IBKR SECURITIES SERVICES LLC
May 11, 2007 - September 11, 2007
CUTLER GROUP, LLC
October 22, 2003 - February 1, 2007
SUSQUEHANNA SECURITIES, LLC
September 26, 2003 - February 1, 2007
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
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Exams
Current Firm
TAYLOR EXECUTION SERVICE LLC
CRD#: 124429 / SEC#: , 8-65675
Contact information
Documents
Red Flags
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