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Alexander P. Tommasino

BRICKELL INVESTMENTS
Key Biscayne, FL
Some features on this profile are disabled
CRD#: 4706824
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Professional summary


Alexander Pilgrim Tommasino, who also goes by Alex P Tommasino, is a registered financial advisor currently at BRICKELL INVESTMENTS, LLC located in Key Biscayne, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Alexander has worked at 2 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alex P Tommasino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alexander Pilgrim Tommasino's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2007 - Present

BRICKELL INVESTMENTS, LLC

RIA
CRD#: 143196
Key Biscayne, FL
Past

February 4, 2004 - September 5, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MIAMI, FL
Past

November 5, 2003 - September 5, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/20/2007)
IAR
Massachusetts
(4/26/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/28/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 12/16/2003
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


BI
BRICKELL INVESTMENTS, LLC
BRICKELL INVESTMENTS & CO., LLC | BRICKELL INVESTMENTS, LLC

CRD#: 143196 / SEC#:

Florida
Registered Investment Advisory firm - (4/20/2007 Approved)
Massachusetts
Registered Investment Advisory firm - (4/26/2007 Approved)
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Contact information


Main Address
Key Biscayne, FL
Mailing Address
Phone number
(305) 498-3434
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts17
AUM (Assets Under Management)$ 5,415,821

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRICKELL INVESTMENTS, LLC

CRD#: 143196Key Biscayne, FL

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