Lindsay B. Millan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay Beth Millan, who also goes by Lindsay Beth Anderson, was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 2003. Lindsay had worked at 2 firms and has passed the SIE, Series 7 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2015 - May 17, 2016
EASTGATE SECURITIES, LLC
September 26, 2003 - June 29, 2015
J. STREICHER & CO. L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 14A
Date: 8/18/2011
Compliance Official Specialist ExamCurrent Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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