John H. Becker

JOHN H. BECKER

Los Gatos, CA

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CRD#: 4706482

Professional summary

John Howard Becker is a registered financial advisor currently at JOHN H. BECKER located in Los Gatos, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

JOHN H. BECKER

RIA

CRD#: 142085

Los Gatos, CA

Past

December 9, 2003 - November 1, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MENLO PARK, CA

Past

December 3, 2003 - November 1, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/31/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/21/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/30/2003

General Securities Representative Examination

Current Firm

JOHN H. BECKER

BECKER, JOHN H. | JOHN H. BECKER | J.H.BECKER FINANCIAL | BECKER, JOHN HOWARD

CRD#: 142085 / SEC#:

California

Registered Investment Advisory firm - (10/23/2008 Approved)

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Contact information

Main Address

17903 Skyline Blvd., Los Gatos, CA 95033

Mailing Address

Phone number

(408) 348-2127

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN H. BECKER

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2008

Series 66

Date: 10/31/2003

Series 31

Date: 2/21/2004

Series 7

Date: 10/30/2003

Current Firm

JOHN H. BECKER

Contact information

Documents

Red Flags

Company Information

JOHN H. BECKER

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