JM
Jeanne E. Morelli
DAVIE KAPLAN WEALTH CARE ADVISORS
ROCHESTER, NY 14618
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CRD#: 4706430
JM
Professional summary
Jeanne E Morelli, who also goes by Jeanne Elizabeth Riepe, is a registered financial advisor currently at DAVIE KAPLAN WEALTH CARE ADVISORS, LLC located in Rochester, New York and DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
Jeanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jeanne has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeanne Elizabeth Riepe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC) POSITION: OWNER NATURE: FINANCIAL PLANNING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 9/2003 ADDRESS: Rochester NY, United States DESCRIPTION: Providing fee based financial planning services to clients 2) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: LICENSED INSURANCE ENTITY NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 6/2006 DESCRIPTION: Provide financial services to clients. 3) DKCB FINANCIAL ADVISORS, LLC POSITION: INVESTMENT ADVISER REPRESENTATIVE NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 09/01/2003 DESCRIPTION: Provide financial services to clients. 4) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: Advisor NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: Creation of financial plan and recommendations 5) TOWN OF RUSH, NY TOWN COUNCIL POSITION: Town Councilperson NATURE: I am running for an elected position for an open seat on the Town of Rush, NY located in Monroe County, NY. This will be an election for a position on the Town Council. The election will be held at the General Election this November, but I would need to register within the next few days to be eligible to be on the ballot. This would be a paid position. INVESTMENT RELATED: No NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2020 ADDRESS: Town of Rush, 5977 East Henrietta Rd., Rush NY 14543, United States DESCRIPTION: The position requires attendance at twice monthly board meetings in the evening and would require voting on town expenditures within the budget; other town matters including zoning issues, etc. including adopting ordinances and local laws affecting the public health, safety and welfare and to formulate overall policy; carry out laws and code of the town; listen to public comments; facilitate citizens committees, etc. Although the election is in November, there is the potential of being appointed this July to fill a temporary seat and then run for election in November. 6) TOWN OF RUSH, NY TOWN COUNCIL POSITION: Town Councilperson NATURE: I was elected to a Town Council position for an open seat on the Town of Rush, NY located in Monroe County, NY. The election occurred in November 2021 for a 4 year term commencing January 2022. This is a paid position. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: Town of Rush, 5977 East Henrietta Rd., Rush NY 14543, United States DESCRIPTION: The position requires attendance at twice monthly board meetings in the evening and would require voting on town expenditures within the budget; other town matters including zoning issues, etc. including adopting ordinances and local laws affecting the public health, safety and welfare and to formulate overall policy; carry out laws and code of the town; listen to public comments; facilitate citizens committees, etc. 7)DAVIE KAPLAN, CPA, P.C.; CPA; NIR; 08/01/2007;
CRS (Client Relationship Summary) - RIA
Click below to view Jeanne E Morelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2021 - Present
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 140436
ROCHESTER, NY
Current
June 22, 2021 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Past
September 5, 2025 - October 28, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROCHESTER, NY
Past
September 5, 2025 - October 28, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ROCHESTER, NY
Past
October 24, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
RUSH, NY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Past
September 23, 2003 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DK
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC | DKCB WEALTH CARE ADVISORS, LLC
CRD#: 140436 / SEC#:
New York
Registered Investment Advisory firm - (8/29/2006 Approved)Texas
Registered Investment Advisory firm - (8/17/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618
Mailing Address
Phone number
(585) 454-4161
Established
Firm type
Fiscal year end
# of Employees
16
Red Flags
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Company Information
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
CRD#: 140436Rochester, NY 14618TRUST BUT VERIFY
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