James C. Michael
Professional summary
James Christopher Michael is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 3 firms and has passed the Series 63, SIE, Series 32, Series 17, Series 26, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Christopher Michael's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2021 - Present
XP INVESTMENTS US, LLC
Office #1: 55 W 46th Street 30th Floor, New York, NY 10036August 23, 2006 - July 13, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 17, 2003 - August 1, 2006
MAKO FINANCIAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(9/12/2021)
Exams
Series 17
Date: 10/17/2003
Limited Registered Representative ExaminationFINRA
Current Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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