Robert A. Desimone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alphonse Desimone was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 5 firms and has passed the SIE, Series 57, Series 34, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2017 - June 26, 2018
MARATHON TRADING GROUP LLC
September 28, 2007 - August 29, 2008
MOG CAPITAL L.L.C.
June 8, 2007 - October 26, 2007
GERONIMO LLC
September 21, 2004 - June 30, 2005
SUSQUEHANNA SECURITIES, LLC
September 26, 2003 - June 30, 2005
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARATHON TRADING GROUP LLC
CRD#: 165584 / SEC#: , 8-69169
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
