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Robert Alphonse Desimone

CRD# 4706023·Registered 2003 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Alphonse Desimone was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2003 - 2018. Robert had worked at 5 firms and has passed the SIE, Series 57, Series 34, Series 3 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

MARATHON TRADING GROUP LLC·CRD# 165584
BD
Wayne, PA
October 2, 2017 - June 26, 2018
MOG CAPITAL L.L.C.·CRD# 136805
BD
New York, NY
September 28, 2007 - August 29, 2008
GERONIMO LLC·CRD# 111357
BD
New York, NY
June 8, 2007 - October 26, 2007
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
September 21, 2004 - June 30, 2005
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
September 26, 2003 - June 30, 2005

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Current Firm

MT
MARATHON TRADING GROUP LLC

MARATHON TRADING GROUP LLC

CRD#: 165584 / SEC#: 8-69169
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087

Mailing Address

100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087

Phone Number

(610) 254-4890

Established

Delaware since 08/17/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MARATHON TRADING FUND L.P.SOLE MEMBER—
GORDON, ROBERT IRACCO2258959
PROSKIN, DAVID SFINOP5062532
VISCARDO, PETER JAMESCEO4064156

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Oct 2017About the Series 57 exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Aug 2011About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2011About the Series 3 exam

Series 30 — NFA Branch Manager Examination

Passed May 2012About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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