Tara L. Gauthier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tara Lyn Gauthier was a registered financial professional .
Tara is a previously registered financial professional and started their career in finance in 2003. Tara had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2012 - September 19, 2012
LEBENTHAL ASSET MANAGEMENT, LLC
November 5, 2003 - September 7, 2004
COLUMBIA MANAGEMENT ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
LEBENTHAL ASSET MANAGEMENT, LLC
CRD#: 146332 / SEC#: 801-68831
Contact information
Red Flags
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