Fabian Caceres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabian Caceres, who also goes by Fabian Evan Caceres, was a registered financial professional .
Fabian is a previously registered financial professional and started their career in finance in 2003. Fabian had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2016 - April 15, 2019
CITADEL SECURITIES LLC
August 6, 2012 - August 10, 2012
GETCO SECURITIES, LLC
July 2, 2012 - June 2, 2016
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 27, 2005 - January 3, 2011
KELLOGG CAPITAL MARKETS, LLC
September 4, 2003 - December 3, 2003
KELLOGG CAPITAL GROUP LLC
September 4, 2003 - February 9, 2005
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
