JONATHAN R. SALVATO

DIAMOND CLIENT GROUP | PRINCIPAL

The Woodlands, TX 77380

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CRD#: 4705585

Professional summary

JONATHAN ROWE SALVATO, CFP® is a registered financial advisor currently at DIAMOND CLIENT GROUP, LLC located in The Woodlands, Texas.

JONATHAN is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. JONATHAN has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Biography

Jonathan is a Principal based in the Houston office and a member of the firm’s Wealth Management practice. As a financial adviser, he is committed to helping clients develop holistic financial plans to achieve personal and financial objectives.

Prior to joining Cerity Partners, Jonathan was a Wealth Advisor at Investec Wealth Strategies. Previously, Jonathan worked as an advisor at Asset Management Advisors and Vestis Advisors.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financialpanthering.com; non-investment related; 18655 Martinque Dr. Houston, TX, 77058; general financial planning education; owner; 06/2024; 15 hrs/week; Disseminate educational content, regarding financial planning guidance to a general audience with no charge. Through a newsletter, podcast, and short-form videos, this business will be academic with no services or fees. I have been and am the only person associated with financialpanthering.com

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view JONATHAN ROWE SALVATO's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

Texas A&M University

Experience

Current

August 9, 2024 - Present

DIAMOND CLIENT GROUP, LLC

Office #1: 9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

RIA

CRD#: 310570

The Woodlands, TX

Past

February 22, 2022 - January 9, 2024

CERITY PARTNERS LLC

RIA

CRD#: 151559

HOUSTON, TX

Past

March 13, 2018 - January 28, 2022

INVESTEC WEALTH STRATEGIES

RIA

CRD#: 109417

HOUSTON, TX

Past

October 28, 2014 - February 26, 2018

ASSET MANAGEMENT ADVISORS INC

RIA

CRD#: 105921

HOUSTON, TX

Past

February 19, 2010 - September 17, 2014

VESTIS ADVISORS, LLC

RIA

CRD#: 152579

HOUSTON, TX

Past

March 20, 2006 - October 19, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CHICAGO, IL

Past

March 15, 2006 - October 19, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CHICAGO, IL

Past

November 14, 2003 - January 19, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ANNAPOLIS, MD

Past

October 22, 2003 - January 9, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 22, 2003 - January 19, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/21/2003

General Securities Representative Examination

Current Firm

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

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Contact information

Main Address

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 319-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A DIAMOND CLIENT GROUP (10/1/2025)

Regulatory assets under management

Total Number of Accounts	628
AUM (Assets Under Management)	$ 117,334,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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JONATHAN R. SALVATO

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view JONATHAN ROWE SALVATO's CRS (Customer Relationship Summary).

Certified licenses

Education

Texas A&M University

Experience

CERITY PARTNERS LLC

INVESTEC WEALTH STRATEGIES

ASSET MANAGEMENT ADVISORS INC

VESTIS ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

DIAMOND CLIENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2003

Series 7

Date: 10/21/2003

Current Firm

DIAMOND CLIENT GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIAMOND CLIENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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