Jon W. Courtney

VILLAGE WEALTH ADVISORS

Westlake Village, CA 91361

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CRD#: 4705452

Professional summary

Jon Westfall Courtney JR., CFP®, who also goes by Jon W. Courtney Jr., Jon W. Courtney, is a registered financial advisor currently at VILLAGE WEALTH ADVISORS located in Westlake Village, California.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jon has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon W. Courtney Jr. | Jon W. Courtney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Westfall Courtney JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 10, 2018 - Present

VILLAGE WEALTH ADVISORS

Office #1: 2945 Townsgate Road Suite 120, Westlake Village, CA 91361

RIA

CRD#: 296866

Westlake Village, CA

Past

March 4, 2016 - November 8, 2019

AVALAN, LLC

RIA

CRD#: 156109

Westlake Village, CA

Past

February 4, 2013 - December 31, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WESTLAKE VILLAGE, CA

Past

October 30, 2012 - April 7, 2016

ALEXANDRIA CAPITAL

RIA

CRD#: 129120

WESTLAKE VILLAGE, CA

Past

January 4, 2011 - December 31, 2013

SUMMIT WEALTH MANAGEMENT, INC

RIA

CRD#: 105714

BEVERLY HILLS, CA

Past

September 29, 2010 - November 8, 2012

LANDMARK INVESTMENT GROUP, INC

CRD#: 44602

SECAUCUS, NJ

Past

August 26, 2008 - September 15, 2010

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BEVERLY HILLS, CA

Past

August 26, 2008 - September 15, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BEVERLY HILLS, CA

Past

May 17, 2006 - April 16, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WESTLAKE VILLAGE, CA

Past

October 1, 2003 - April 16, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VILLAGE WEALTH ADVISORS

OUR WEALTH GUIDES, INC. | VILLAGE WEALTH ADVISORS

CRD#: 296866 / SEC#: 801-121298

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

California

Registered Investment Advisory firm - (6/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2018)

IAR

Texas
(3/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/29/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VILLAGE WEALTH ADVISORS

OUR WEALTH GUIDES, INC. | VILLAGE WEALTH ADVISORS

CRD#: 296866 / SEC#: 801-121298

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

California

Registered Investment Advisory firm - (6/26/2021 Terminated)

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Contact information

Main Address

2945 Townsgate Road Suite 120, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 603-4960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VWA FORM ADV PART 2 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 211,730,373

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon W. Courtney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Westfall Courtney JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AVALAN, LLC

PURSHE KAPLAN STERLING INVESTMENTS

ALEXANDRIA CAPITAL

SUMMIT WEALTH MANAGEMENT, INC

LANDMARK INVESTMENT GROUP, INC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

VILLAGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2006

Series 63

Date: 10/1/2003

SIE

Date: 12/31/2015

Series 7

Date: 6/24/2004

Series 6

Date: 9/29/2003

Current Firm

VILLAGE WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VILLAGE WEALTH ADVISORS

TRUST BUT VERIFY

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