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SK

Steven M. Klane

BERGER FINANCIAL GROUP
PLYMOUTH, MN 55441
Some features on this profile are disabled
CRD#: 4705412
SK

Professional summary

Steven Michael Klane is a registered financial advisor currently at BERGER FINANCIAL GROUP located in Plymouth, Minnesota.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Steven has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Klane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2024 - Present

BERGER FINANCIAL GROUP

Office #1: 1695 State Hwy 169 N, Plymouth, MN 55441
RIA
CRD#: 308174
PLYMOUTH, MN
Past

January 31, 2014 - December 11, 2024

KLANE WEALTH MANAGEMENT, LLC

RIA
CRD#: 128080
GOLDEN VALLEY, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BERGER FINANCIAL GROUP
BELL WEALTH MANAGEMENT | TONDRYK WEALTH MANAGEMENT | ROBERT GORDON ASSOCIATES, INC. | INDEPENDENT FINANCIAL COMPANY | BERGER FINANCIAL GROUP, LLC | BERGER FINANCIAL GROUP, INC. | BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA
Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(10/24/2024)

Exams

Current Firm

BF
BERGER FINANCIAL GROUP
BELL WEALTH MANAGEMENT | TONDRYK WEALTH MANAGEMENT | ROBERT GORDON ASSOCIATES, INC. | INDEPENDENT FINANCIAL COMPANY | BERGER FINANCIAL GROUP, LLC | BERGER FINANCIAL GROUP, INC. | BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA
Registered Investment Advisory firm - (6/16/2020 Approved)
PREMIUM
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Contact information

Main Address
1695 State Hwy 169 N, Plymouth, MN 55441
Mailing Address
Phone number
(763) 746-2666
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (3/9/2026)

Regulatory assets under management

Total Number of Accounts11,139
AUM (Assets Under Management)$ 2,948,862,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERGER FINANCIAL GROUP

CRD#: 308174Plymouth, MN 55441

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