Eric M. Sholberg

USI ADVISORS

Seattle, WA 98101

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CRD#: 4705273

Professional summary

Eric Matthew Sholberg is a registered financial advisor currently at USI ADVISORS located in Seattle, Washington and USI SECURITIES, INC. located in Glastonbury, Connecticut.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 11 firms and has passed the Series 63, Series 65, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/13/2015 - WANDERMERE INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PROFIT DISTRIBUTIONS FROM RETIREMENT PLAN ADVOCACY GROUP OF ARIZONA - 10% - PHOENIX, AZ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Sholberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2023 - Present

USI ADVISORS

Office #1: 601 Union Street #4343, Seattle, WA 98101

RIA

CRD#: 108113

Seattle, WA

Current

April 25, 2023 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

RIA

CRD#: 43793

Glastonbury, CT

Past

April 5, 2017 - January 31, 2023

BRIGHTON JONES LLC

RIA

CRD#: 108601

SEATTLE, WA

Past

February 19, 2015 - April 5, 2017

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

PHOENIX, AZ

Past

February 13, 2015 - April 24, 2017

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Past

January 16, 2015 - February 6, 2015

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

MCDONOUGH, GA

Past

November 14, 2014 - January 29, 2015

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

PHOENIX, AZ

Past

July 8, 2010 - March 2, 2015

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

PHOENIX, AZ

Past

February 25, 2009 - June 28, 2010

FINANCIAL TELESIS INC

RIA

CRD#: 31012

SCOTTSDALE, AZ

Past

February 4, 2009 - June 28, 2010

FINANCIAL TELESIS INC

CRD#: 31012

SCOTTSDALE, AZ

Past

January 4, 2006 - April 19, 2006

MORETON ASSET MANAGEMENT, LLC

RIA

CRD#: 133417

BOISE, ID

Past

November 1, 2005 - June 22, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BOISE, ID

Past

October 10, 2005 - June 22, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 18, 2004 - September 30, 2005

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

October 23, 2003 - October 21, 2004

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

KIRKLAND, WA

Past

October 2, 2003 - October 21, 2004

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(3/2/2023)

IAR

Washington
(3/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/2/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/24/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/24/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/3/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric M. Sholberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Sholberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

BRIGHTON JONES LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

G.F. INVESTMENT SERVICES, LLC

GLOBAL RETIREMENT PARTNERS LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MORETON ASSET MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

FINANCIAL TELESIS INC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/2015

Series 65

Date: 2/24/2009

Series 66

Date: 10/22/2003

Series 6TO

Date: 4/24/2023

SIE

Date: 4/24/2017

Series 7

Date: 1/16/2015

Series 6

Date: 2/3/2009

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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