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HK

Hannah G. Kim

BAKERAVENUE
SAN FRANCISCO, CA 94111
Some features on this profile are disabled
CRD#: 4705265
HK

Professional summary

Hannah Gee Youn Kim is a registered financial advisor currently at BAKERAVENUE located in San Francisco, California.

Hannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Hannah has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannah Gee Youn Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2026 - Present

BAKERAVENUE

Office #1: One Embarcadero Center Ste 2530, San Francisco, CA 94111
RIA
CRD#: 132657
SAN FRANCISCO, CA
Past

October 17, 2006 - May 25, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

September 1, 2004 - October 20, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
SAN FRANCISCO, CA
Past

June 22, 2004 - August 2, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

November 12, 2003 - December 9, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 12, 2003 - December 9, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BAKERAVENUE
BAKER AVENUE ASSET MANAGEMENT, LP | SIMONBAKER & PARTNERS LLC (RELYING ADVISER) | IRONWOOD CAPITAL MANAGEMENT, LLC | BAKERAVENUE WEALTH MANAGEMENT | BAKERAVENUE

CRD#: 132657 / SEC#: 801-63576

RIA
Registered Investment Advisory firm - (10/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/6/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/15/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/2003
General Securities Representative Examination

Current Firm

BA
BAKERAVENUE
BAKER AVENUE ASSET MANAGEMENT, LP | SIMONBAKER & PARTNERS LLC (RELYING ADVISER) | IRONWOOD CAPITAL MANAGEMENT, LLC | BAKERAVENUE WEALTH MANAGEMENT | BAKERAVENUE

CRD#: 132657 / SEC#: 801-63576

RIA
Registered Investment Advisory firm - (10/18/2004 Approved)
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Contact information

Main Address
One Embarcadero Center Ste 2530, San Francisco, CA 94111
Mailing Address
Phone number
(415) 986-1110
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (8/5/2025)

Regulatory assets under management

Total Number of Accounts3,138
AUM (Assets Under Management)$ 3,771,014,366

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/05/2025
Cover Page
Report
08/28/2024
Cover Page
Report
04/02/2024
Cover Page
Report
03/14/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAKERAVENUE

CRD#: 132657San Francisco, CA 94111

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