Chad M. Harding
Professional summary
Chad Matthew Harding, who also goes by Chad Matthew Harding, is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2003. Chad has worked at 11 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Matthew Harding's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2023 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606September 22, 2017 - April 20, 2023
FRED ALGER & COMPANY, LLC
August 20, 2014 - September 22, 2017
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
August 20, 2014 - July 4, 2017
MORGAN STANLEY DISTRIBUTION, INC.
December 17, 2012 - July 29, 2014
CALAMOS ADVISORS LLC
June 14, 2011 - December 12, 2012
CALAMOS WEALTH MANAGEMENT LLC
June 13, 2011 - July 29, 2014
CALAMOS FINANCIAL SERVICES LLC
December 10, 2008 - July 27, 2011
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
April 1, 2005 - June 7, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 21, 2003 - February 10, 2005
RYAN BECK & CO.
November 21, 2003 - February 10, 2005
RYAN BECK & CO.
October 28, 2003 - November 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2003 - November 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
