Sean Murphy
Professional summary
Sean Murphy, who also goes by Sean Joseph Murphy, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 50 Hudson Yards 64th Floor, New York, NY 10001April 2, 2026 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 50 Hudson Yards, New York, NY 10001March 25, 2022 - July 10, 2024
NORTHERN TRUST INVESTMENTS, INCORPORATED
March 25, 2022 - July 10, 2024
NORTHERN TRUST SECURITIES, INC.
December 28, 2015 - March 4, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
June 26, 2014 - March 4, 2022
BLACKROCK INVESTMENTS, LLC
October 28, 2003 - July 3, 2014
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/21/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.