Brian L. Fralin

BURGEON CAPITAL

Midland, TX

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CRD#: 4705209

Professional summary

Brian Lee Fralin, CFP® is a registered financial advisor currently at BURGEON CAPITAL located in Midland, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 6 firms and has passed the Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Fralin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 23, 2012 - Present

BURGEON CAPITAL

RIA

CRD#: 160484

Midland, TX

Past

March 12, 2010 - March 26, 2012

CARTER ADVISORY SERVICES, INC

RIA

CRD#: 116249

DALLAS, TX

Past

January 27, 2009 - March 27, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MIDLAND, TX

Past

January 20, 2009 - March 27, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MIDLAND, TX

Past

October 10, 2006 - July 21, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PLANO, TX

Past

January 7, 2005 - May 19, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

November 11, 2003 - July 23, 2004

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/29/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BURGEON CAPITAL

BURGEON CAPITAL | BURGEON CAPITAL, LLC

CRD#: 160484 / SEC#:

Texas

Registered Investment Advisory firm - (3/8/2012 Approved)

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Contact information

Main Address

Midland, TX

Mailing Address

P.o Box 9580, Midland, TX 79708

Phone number

(432) 218-6199

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 73,028,032

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian L. Fralin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Fralin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARTER ADVISORY SERVICES, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

STATE FARM VP MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2003

Series 31

Date: 7/29/2010

Series 7

Date: 2/1/2005

Series 6

Date: 11/10/2003

Current Firm

BURGEON CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURGEON CAPITAL

TRUST BUT VERIFY

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