Charles W. Wiseley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Wayne Wiseley was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1967. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 15, PC, Series 000, Series 1, Series 4, Series 24, Series 53 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - November 2, 2012
INTL ADVISORY CONSULTANTS INC.
March 3, 2011 - November 2, 2012
STONEX SECURITIES INC.
September 6, 1998 - February 17, 2011
MOMENTUM INDEPENDENT NETWORK INC.
September 23, 1997 - February 17, 2011
MOMENTUM INDEPENDENT NETWORK INC.
August 27, 1996 - September 24, 1997
HILLTOP SECURITIES INC.
August 14, 1989 - September 6, 1996
CITIGROUP GLOBAL MARKETS INC.
November 14, 1973 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 22, 1967 - February 25, 1974
BACHE & CO INCORPORATED
August 21, 1967 - August 23, 1989
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 11/23/1982
Foreign Currency Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 000
Date: 8/21/1967
General Securities Principal ExaminationSeries 1
Date: 8/21/1967
Registered Representative ExaminationSeries 12
Date: 4/11/1981
NYSE Branch Manager ExaminationCurrent Firm
INTL ADVISORY CONSULTANTS INC.
CRD#: 130888 / SEC#: 801-63297
Contact information
Red Flags
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