KJ
Kimberly A. Jodoin
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CRD#: 4705038
KJ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Jodoin, who also goes by Kimberly Carroll, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2009. Kimberly had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kimberly Carroll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 8, 2009 - December 11, 2013
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
EAST GREENWICH, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)Loading...
Contact information
Main Address
755 West Big Beaver Road Suite 101, Troy, MI 48084-4904
Mailing Address
Phone number
(248) 797-0500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 8,517,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
