Donald L. Andersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Louis Andersen was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1972. Donald had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2014 - June 15, 2021
RED PINE INVESTMENT COUNSEL, INC.
September 11, 2007 - February 17, 2010
FELTL & COMPANY
March 14, 2006 - September 14, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 2, 2003 - September 14, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 8, 1999 - January 8, 2003
ROBERT W. BAIRD & CO. INCORPORATED
March 16, 1998 - July 12, 1999
MJK CLEARING, INC.
March 3, 1993 - March 16, 1998
COLLIERS SECURITIES LLC
June 5, 1989 - February 22, 1993
CRAIG-HALLUM, INC.
June 2, 1987 - May 25, 1989
COLLIERS SECURITIES LLC
July 23, 1985 - June 4, 1987
INVESTMENT DIRECTIONS, INC.
February 27, 1981 - July 24, 1985
COLLIERS SECURITIES LLC
January 12, 1979 - December 10, 1985
NOBLE SECURITIES CO.
November 26, 1975 - February 5, 1979
CRAIG-HALLUM, INC.
November 20, 1974 - December 26, 1975
PAGEL INC.
October 4, 1972 - December 18, 1974
CRAIG-HALLUM, INC.
September 1, 1972 - April 13, 1973
J SHAPIRO CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/24/1972
Registered Representative ExaminationCurrent Firm
RED PINE INVESTMENT COUNSEL, INC.
CRD#: 159079 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 23,229,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
