Justin C. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Conrad Scott, who also goes by Justin Scott, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2003. Justin had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - January 31, 2025
AVANTAX ADVISORY SERVICES
December 26, 2014 - January 31, 2025
AVANTAX INVESTMENT SERVICES, INC.
March 22, 2013 - May 2, 2014
FORESIDE FUND SERVICES, LLC
November 30, 2010 - March 21, 2013
FIDELITY DISTRIBUTORS COMPANY LLC
September 28, 2006 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
September 28, 2006 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
April 13, 2005 - September 18, 2006
VAN KAMPEN ADVISORS INC
October 31, 2003 - September 19, 2006
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
