Harold M. Janecek
Professional summary
Harold Michael Janecek III, who also goes by Harold Michael Almendarez-janecek, Harold Michael Janecek III, Harold Michael Janecek, is a registered financial professional currently at NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.
Harold is registered as a RR (Registered Representative) and started their career in finance in 2003. Harold has worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harold Michael Janecek III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2025 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022June 21, 2019 - August 9, 2024
FORESIDE FUND SERVICES, LLC
March 11, 2017 - April 18, 2019
ETFMG FINANCIAL LLC
November 12, 2015 - March 10, 2017
ALPS DISTRIBUTORS, INC.
May 2, 2014 - October 27, 2015
ESPOSITO SECURITIES, LLC
February 6, 2014 - May 1, 2014
QUASAR DISTRIBUTORS, LLC
May 28, 2013 - December 31, 2013
ESPOSITO SECURITIES, LLC
October 25, 2012 - May 14, 2013
SAWTOOTH ASSET MANAGEMENT, INC.
September 18, 2006 - August 6, 2012
INVESCO DISTRIBUTORS, INC.
March 16, 2005 - September 18, 2006
ALPS DISTRIBUTORS, INC.
April 1, 2004 - December 31, 2004
MEMPHIS CAPITAL
September 3, 2003 - November 10, 2004
SANSKAR ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2025)
(4/12/2025)
Exams
FINRA
Current Firm
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159 / SEC#: , 8-65857
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ULTIMUS GROUP MIDCO, LLC | SOLE MEMBER | |
| EVANS, GREGORY ASHTON | FINANCIAL OPERATIONS PRINCIPAL | 4850219 |
| GUERETTE, KEVIN | PRESIDENT | 2960114 |
| JAMES, DAVID KENNETH | MANAGER | 6998721 |
| PRESTON, STEPHEN LYNN | CHIEF COMPLIANCE OFFICER/AML OFFICER | 2217795 |
| STRAIT, WILLIAM JOHN | SECRETARY/GENERAL COUNSEL/MANAGER | 6123015 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159Elkhorn, NE 68022TRUST BUT VERIFY
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