Bret A. Guillaume

MADER & SHANNON WEALTH MANAGEMENT

KANSAS CITY, MO 64111

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CRD#: 4704575

Professional summary

Bret A. Guillaume, CFP®, who also goes by Bret Guillaume, is a registered financial advisor currently at MADER & SHANNON WEALTH MANAGEMENT located in Kansas City, Missouri.

Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bret has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bret Guillaume

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret A. Guillaume's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 30, 2005 - Present

MADER & SHANNON WEALTH MANAGEMENT

Office #1: 4505 Madison Avenue, Kansas City, MO 64111

RIA

CRD#: 123741

KANSAS CITY, MO

Past

August 18, 2004 - March 18, 2005

FIRST AMERICAN FINANCIAL ADVISORS, INC.

RIA

CRD#: 113420

OVERLAND PARK, KS

Past

August 16, 2004 - February 6, 2007

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489

KANSAS CITY, MO

Past

November 7, 2003 - May 25, 2004

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

September 22, 2003 - November 6, 2003

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/30/2005)

IAR

Texas
(7/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2003

General Securities Representative Examination

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

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Contact information

Main Address

4717 Grand Ave. Ste 800, Kansas City, MO 64112

Mailing Address

Phone number

(816) 751-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	863
AUM (Assets Under Management)	$ 221,292,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bret A. Guillaume

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret A. Guillaume's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADER & SHANNON WEALTH MANAGEMENT

FIRST AMERICAN FINANCIAL ADVISORS, INC.

GREAT AMERICAN INVESTORS, INC.

BROWNCO, LLC

GREAT AMERICAN INVESTORS, INC.

Primary Firm SEC Registration

MADER & SHANNON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2003

Series 7

Date: 9/19/2003

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADER & SHANNON WEALTH MANAGEMENT

TRUST BUT VERIFY

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