John E. Flinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Everett Flinn, who also goes by John E Flinn, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2019 - October 1, 2019
WEDGE CAPITAL MANAGEMENT LLP
October 4, 2013 - March 29, 2019
WEDGE CAPITAL MANAGEMENT LLP
February 18, 2004 - June 15, 2009
CREDIT SUISSE SECURITIES (USA) LLC
November 26, 2003 - June 15, 2009
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
WEDGE CAPITAL MANAGEMENT LLP
CRD#: 106234 / SEC#: 801-29479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEDGE CAPITAL MANAGEMENT LLP
CRD#: 106234 / SEC#: 801-29479
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 7,652,000,000 |
Red Flags
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