Paul Zimnisky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Zimnisky was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - January 24, 2014
QUASAR DISTRIBUTORS, LLC
December 8, 2008 - April 18, 2011
COHEN CAPITAL GROUP, LLC
August 11, 2006 - November 7, 2008
KELLOGG CAPITAL GROUP LLC
February 7, 2005 - July 17, 2006
KELLOGG CAPITAL MARKETS, LLC
January 5, 2004 - February 7, 2005
KELLOGG CAPITAL GROUP LLC
September 2, 2003 - August 13, 2004
KELLOGG CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/18/2006
Limited Representative-Equity Trader ExamSeries 21
Date: 6/8/2006
NYSE Front Line Specialist ClerkSeries 25
Date: 11/10/2005
NYSE Trading Assistant ExaminationCurrent Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
