JD
Jigar P. Doshi
INDEPENDENT FINANCIAL GROUP
Downers Grove, IL 60515
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CRD#: 4704420
JD
Professional summary
Jigar Pradeep Doshi is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Downers Grove, Illinois.
Jigar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jigar has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VERNON HILLS INDIAN ASSOCIATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: N/A, United States DESCRIPTION: BOARD OF DIRECTORS FOR NON-PROFIT VERNON HILLS INDIAN ASSOCIATION, ORGANIZING EVENTS. (2) DOSHI, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4000 START DATE: 05/01/2012 Address: DESCRIPTION: 100% OWNER OF DOSHI, INC FOR TAX PURPOSES ONLY. (3) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3020 Woodcreek Drive, Suite C1, Downers Grove IL 60515, United States DESCRIPTION: IL INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (4) BENTRON FINANCIAL GROUP INC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 3020 Woodcreek Drive, Suite C1, Downers Grove IL 60515, United States DESCRIPTION: Registered representative at DBA Bentron Financial Group Inc., used for marketing purposes. (5) AFFINITY WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3020 Woodcreek Drive, Suite C1, Downers Grove IL 60515, United States DESCRIPTION: IL INSURANCE AGENT OFFERING FIXED LIFE AND LONG TERM CARE INSURANCE. DOSHI, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 10000 START DATE: 05/01/2012 ADDRESS: 3020 Woodcreek Drive, Suite C1, Downers Grove IL 60515, United States DESCRIPTION: (2) 100% OWNER OF DOSHI, INC FOR TAX PURPOSES ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Jigar Pradeep Doshi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jigar Pradeep Doshi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 3020 Woodcreek Drive Suite C1, Downers Grove, IL 60515RIA
BD
CRD#: 7717
Downers Grove, IL
Current
July 10, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 3020 Woodcreek Drive Suite C1, Downers Grove, IL 60515RIA
BD
CRD#: 7717
Downers Grove, IL
Past
March 9, 2015 - July 15, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
VERNON HILLS, IL
Past
June 4, 2010 - April 16, 2015
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
VERNON HILLS, IL
Past
May 31, 2005 - April 16, 2015
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
VERNON HILLS, IL
Past
December 18, 2003 - June 2, 2005
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Past
September 11, 2003 - December 19, 2003
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/10/2015)
RR
Colorado(4/29/2020)
RR
Florida(7/10/2015)
RR
Georgia(8/26/2021)
RR
Illinois(7/10/2015)
IAR
Illinois(7/10/2015)
RR
Indiana(7/27/2021)
RR
Kentucky(7/10/2015)
RR
Louisiana(7/10/2015)
IAR
Louisiana(7/13/2015)
RR
Maryland(7/10/2015)
RR
Massachusetts(6/17/2025)
RR
Michigan(7/10/2015)
RR
Missouri(10/30/2018)
RR
New Jersey(7/10/2015)
RR
New York(7/10/2015)
RR
North Carolina(9/1/2020)
RR
Ohio(4/8/2020)
RR
Pennsylvania(7/10/2015)
RR
South Carolina(7/10/2015)
RR
Texas(7/10/2015)
IAR
Texas(7/10/2015)
RR
Virginia(7/10/2015)
RR
Wisconsin(7/10/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Downers Grove, IL 60515TRUST BUT VERIFY
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