Theodore W. Glocker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Wesley Glocker, who also goes by Wes Glocker, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2003. Theodore had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2011 - February 3, 2012
RIDGEWAY CONGER ADVISORY SERVICES
November 29, 2010 - February 3, 2012
RIDGEWAY & CONGER, INC.
August 3, 2009 - September 3, 2010
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 31, 2009 - September 3, 2010
J.P. TURNER & COMPANY, L.L.C.
November 13, 2003 - May 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 27, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 27, 2003 - May 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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