Peter A. Stockall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Andrew Stockall, who also goes by Peter A Steckall, Peter A Stockall, Peter Stockall, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2005. Peter had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2024 - October 22, 2025
FORESIDE FUND SERVICES, LLC
March 19, 2024 - April 11, 2024
FORESIDE FUND SERVICES, LLC
July 17, 2020 - October 3, 2022
IM GLOBAL US DISTRIBUTORS LLC
March 30, 2017 - December 5, 2019
FORESIDE FUND SERVICES, LLC
April 21, 2016 - January 4, 2017
CAPITAL CLIENT GROUP, INC.
April 21, 2016 - January 4, 2017
CAPITAL CLIENT GROUP, INC.
July 25, 2012 - April 18, 2016
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
July 19, 2012 - April 18, 2016
AMUNDI DISTRIBUTOR US, INC.
September 6, 2006 - July 3, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 20, 2005 - August 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2005 - August 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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