Louis Salerno
Professional summary
Louis Salerno was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Louis had worked at 5 firms, which includes PRESTIGE FINANCIAL CENTER INC., J.P. TURNER & COMPANY L.L.C., ANDREW GARRETT INC., S.W. BACH & COMPANY, HARRISON SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2008 - January 23, 2009
PRESTIGE FINANCIAL CENTER, INC.
November 13, 2007 - October 8, 2008
J.P. TURNER & COMPANY, L.L.C.
March 21, 2007 - November 12, 2007
PRESTIGE FINANCIAL CENTER, INC.
February 27, 2007 - April 9, 2007
ANDREW GARRETT INC.
January 2, 2004 - March 1, 2007
S.W. BACH & COMPANY
October 29, 2003 - January 21, 2004
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRESTIGE FINANCIAL CENTER, INC.
CRD#: 30407 / SEC#: , 8-44919
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT PRESTIGE, LLC | OWNER | |
| KIRSHBAUM, LAWRENCE GARY | PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/CCO | 270856 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 7 |
Red Flags
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