Samuel N. Bishkin
Professional summary
Samuel Neil Bishkin, who also goes by Neil Bishkin, Samuel Bishkin, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2018. Samuel has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Neil Bishkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 1, 2019 - September 16, 2022
ASHLAND SECURITIES, LLC
January 15, 2019 - March 5, 2019
STILLPOINT CAPITAL, LLC
March 28, 2018 - December 31, 2018
BURCH & COMPANY, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2022)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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