Gary L. Wirt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Wirt was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 9 firms and has passed the Series 65, Series 63, SIE, PC, Series 16 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2006 - June 16, 2015
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
November 29, 2001 - December 31, 2009
MESIROW FINANCIAL, INC.
November 13, 2001 - June 16, 2015
MESIROW FINANCIAL, INC.
January 12, 2001 - November 29, 2001
RBC CAPITAL MARKETS, LLC
January 2, 1997 - January 22, 2001
ABN AMRO INCORPORATED
November 22, 1977 - November 20, 1983
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
August 25, 1976 - January 2, 1997
THE CHICAGO CORPORATION
June 22, 1971 - November 17, 1976
LAMSON BROS. & CO.
December 1, 1969 - August 16, 1971
MC MASTER HUTCHINSON & CO
Primary Firm SEC Registration
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
CRD#: 111135 / SEC#: 801-27047
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 10/5/1994
AMEX Put and Call ExamSeries 1
Date: 11/14/1969
Registered Representative ExaminationCurrent Firm
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
CRD#: 111135 / SEC#: 801-27047
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 14,109 |
| AUM (Assets Under Management) | $ 43,420,623,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2025 | ||
| 07/18/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
