Wesley P. Wood
Professional summary
Wesley Price Wood, who also goes by Wes Price Wood, Wesley Wood, is a registered financial advisor currently at KEY CAPITAL MANAGEMENT, INC. located in Hendersonville, Tennessee.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Wesley has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Price Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2015 - Present
KEY CAPITAL MANAGEMENT, INC.
Office #1: 181 East Main St. Suite #7, Hendersonville, TN 37075December 17, 2010 - May 20, 2016
WFG ADVISORS, LP
December 16, 2010 - May 18, 2016
WFG INVESTMENTS, INC.
May 9, 2008 - December 17, 2010
INVESTORS CAPITAL CORP.
September 25, 2007 - December 17, 2010
INVESTORS CAPITAL CORP.
April 26, 2005 - September 22, 2005
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
KEY CAPITAL MANAGEMENT, INC.
CRD#: 173773 / SEC#: 801-126114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2022)
(4/13/2015)
Exams
Current Firm
KEY CAPITAL MANAGEMENT, INC.
CRD#: 173773 / SEC#: 801-126114
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,324 |
| AUM (Assets Under Management) | $ 392,952,016 |
Red Flags
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