James B. Hebenstreit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Benton Hebenstreit, who also goes by James B Hebenstreit, Jim Hebenstreit, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2003. James had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - December 31, 2021
CLEARVIEW FINANCIAL PLANNING
June 10, 2005 - January 8, 2010
STRATEGIC ADVISERS LLC
June 10, 2005 - January 8, 2010
FIDELITY BROKERAGE SERVICES LLC
August 16, 2004 - March 21, 2005
WELLS FARGO INVESTMENTS, LLC
June 29, 2004 - March 21, 2005
WELLS FARGO INVESTMENTS, LLC
October 7, 2003 - February 6, 2004
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CLEARVIEW FINANCIAL PLANNING
CRD#: 168460 / SEC#:
Contact information
Red Flags
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