George A. Guttman
Professional summary
George Alan Guttman, CFP®, who also goes by George A. Guttman, George Guttman, is a registered financial advisor currently at GUTTMAN FINANCIAL PLANNING located in Santa Monica, California.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. George has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Alan Guttman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
March 31, 2016 - Present
GUTTMAN FINANCIAL PLANNING
July 14, 2014 - December 18, 2015
CENTAURUS FINANCIAL, INC.
July 11, 2014 - December 18, 2015
CENTAURUS FINANCIAL, INC.
May 6, 2010 - June 12, 2014
CADARET, GRANT & CO., INC.
May 5, 2010 - June 12, 2014
CADARET, GRANT & CO., INC.
September 6, 2006 - April 29, 2010
AFA ADVISOR SERVICES LLC
September 6, 2006 - April 29, 2010
AFA FINANCIAL GROUP, LLC
September 1, 2005 - July 26, 2006
EQUITABLE ADVISORS, LLC
September 1, 2005 - July 26, 2006
EQUITABLE ADVISORS, LLC
October 10, 2003 - August 11, 2004
MORGAN STANLEY DW INC.
September 25, 2003 - August 11, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2016)
(3/31/2016)
Exams
Current Firm
GUTTMAN FINANCIAL PLANNING
CRD#: 283061 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 1,596,185 |
Red Flags
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